Baixe o formulário NRSRO

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Em 24 de setembro de 2007, a U.S. Securities and Exchange Commission concedeu à Standard & Poor's Ratings Services** o registro de organização de classificações estatísticas nacionalmente reconhecidas (Nationally Recognized Statistical Rating Organization - "NRSRO") de acordo com o U.S. Credit Rating Agency Reform Act de 2006 (conhecido como "Act"). O registro se aplica a todas as cinco classes de ratings de crédito para as quais o NRSRO pode ser registado nos termos da Lei:

De acordo com o Ato, disponibilizamos nosso atual formulário NRSRO e os exhibits não confidenciais nesta página.

_{**O nome da Standard & Poor’s Ratings Services mudou para S&P Global Ratings em 27 de abril de 2016. Porém, o nome antigo poderá ser usado durante um período de transição.}

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Credit ratings performance measurement statistics. Exhibit 1 is attached and made a part of this Form NRSRO. This Exhibit consists of:

A description of the procedures and methodologies used in determining credit ratings. Exhibit 2 is attached and made a part of this Form NRSRO.

The following documents attached below describe the procedures and methodologies used in determining credit ratings.

Note: Capitalized terms used but not defined in the policies below generally will have the meanings assigned in the Glossary of Terms included within this Exhibit.

  Principles of Credit Ratings
  Glossary
  General Description of the Credit Rating Process
  Assignment of Credit Ratings
  Withdrawal, Discontinuance, and Suspension
  Sufficient Information (Quality of Information)
  Rating Committee
  Issuer Notification (including Issuer Appeals)
  Ratings Release
  Surveillance
  Error Correction
  Prohibited Activities
  Model Use
  Methodology
  Ratings Vendor Management
  Analysis of Information and Application of Criteria

Policies or procedures adopted and implemented to prevent the misuse of material, nonpublic information. Exhibit 3 is attached and made a part of this Form NRSRO.

Note: Capitalized terms used but not defined in the policies below generally will have the meanings assigned in the Glossary of Terms included within Exhibit 2 to this Form NRSRO.

  S&P Global Code of Business Ethics for Employees
  Divisional Independence and Objectivity
  S&P Global Ratings Code of Conduct*
  S&P Global Ratings Code of Conduct--Australia*
  Securities Disclosure and Trading Policy
  Ratings Addendum to Securities Disclosure and Trading Policy
  Outside Activities Professional Conduct Policy
  Avoiding Selective Disclosure of Material Non-Public Information
  Managing Confidential Information
  Ratings Release
  Issuer Notification (including Issuer Appeals)
  Corporate Governance

_{* To meet local regulatory requirements, a Code of Conduct is in effect in Australia in addition to the global Code of Conduct.}

Organizational structure. Exhibit 4 is attached to and made a part of this Form NRSRO. SPGI's operations are described below.

  Description of the Business

Attached below are:

  (1) SPGI Subsidiary List - subsidiaries of S&P Global Inc.
  (2) NRSRO Organization Charts

The code of ethics in effect at the credit rating agency or a statement of the reasons why the credit rating agency does not have a code of ethics. Exhibit 5 is attached and made a part of this Form NRSRO.

Note: Capitalized terms used but not defined in the policies below generally will have the meanings assigned in the Glossary of Terms included within Exhibit 2 to this Form NRSRO.

  S&P Global Ratings Code of Conduct*
  S&P Global Ratings Code of Conduct--Australia*
  S&P Global Code of Business Ethics for Employees
  Securities Disclosure and Trading Policy
  Ratings Addendum to Securities Disclosure and Trading Policy
  Outside Activities Professional Conduct Policy

_{* To meet local regulatory requirements, a Code of Conduct is in effect in Australia in addition to the global Code of Conduct.}

Identification of conflicts of interests relating to the issuance of credit ratings. Exhibit 6 is attached to and made part of this Form NRSRO.

  Identification of Conflicts of Interests Relating to the Issuance of Credit Ratings

Policies and procedures to address and manage conflicts of interest. Exhibit 7 is attached to and made a part of this Form NRSRO.

Note: Capitalized terms used but not defined in the policies below generally will have the meanings assigned in the Glossary of Terms included within Exhibit 2 to this Form NRSRO.

  S&P Global Code of Business Ethics for Employees
  S&P Global Ratings Code of Conduct*
  S&P Global Ratings Code of Conduct--Australia*
  Divisional Independence and Objectivity
  Securities Disclosure and Trading Policy
  Ratings Addendum to Securities Disclosure and Trading Policy
  Outside Activities Professional Conduct Policy
  Avoiding Selective Disclosure of Material Non-Public Information
  Roles and Responsibilities
  Prohibited Activities
  Gifts, Entertainment, Conferences and Other Events
  Analyst Rotation
  Ancillary Services & Other Services
  Avoiding Conflicts with Ancillary and Other Services
  Potential Business Relationship
  Look-Back Review
  Rating Committee
  Complaint
  Report Illegal Conduct, No Retaliation
  Secure Website--SEC Rule 17g-5
  Corporate Governance
  Market Interaction
  US Presentation of Credit Ratings Disclosure
  Recordkeeping & Retention

_{* To meet local regulatory requirements, a Code of Conduct is in effect in Australia in addition to the global Code of Conduct.}

Certain information regarding the credit rating agency's credit analysts and credit analyst supervisors. Exhibit 8 is attached to and made a part of this Form NRSRO.

Note: Capitalized terms used but not defined in the document below generally will have the meanings assigned in the Glossary of Terms included within Exhibit 2 to this Form NRSRO.

  Information on credit analysts and credit analyst supervisors

The documents attached below further describe the resourcing, training, experience, and competency policies with respect to credit analysts.

  Sufficient Resources
  Standards of Training, Experience and Competence

Certain Information Regarding the Credit Rating Agency's Designated Compliance Officer. Exhibit 9 is attached to and made a part of this Form NRSRO.

  Certain Information Regarding the Credit Rating Agency's Designated Compliance Officer

Pursuant to Form NRSRO Instructions, Section F.

  Material Changes

  Funds Ratings Performance Measurement Statistics