S&P Global Ratings' policies and Code of Conduct, as on file with the United States Securities and Exchange Commission, can be accessed here. Policies and other information are included within the exhibits to Form NRSRO, based on the subjects each exhibit addresses, as follows:
Exhibit 1: Credit rating performance measurement statistics
Exhibit 2: Procedures and methodologies used in determining credit ratings
Exhibit 3: Policies or procedures to prevent the misuse of material, non-public information
Exhibit 4: Organizational structure
Exhibit 5: Code of ethics
Exhibit 6: Identification of conflicts of interest
Exhibit 7: Policies and procedures to address and manage conflicts of interest
Exhibit 8: Certain information regarding credit analysts and credit analyst supervisors
Exhibit 9: Certain information regarding the designated compliance officer
Exhibit 10: Material Changes
In addition to the materials filed with Form NRSRO, certain policies and information can be accessed here.