Regulatory and Compliance Solution Ecosystem
Whether you need a targeted point solution or end-to-end process transformation, this interoperable ecosystem delivers industry-leading capabilities.
Solutions for Complex Compliance Challenges
The Regulatory and Compliance Solution Ecosystem from S&P Global spans client reference data collection and management, client lifecycle management, regulatory adherence, and document management.
An interoperable suite of best-in-class tools and technology, data and intelligence and trusted managed services can help you target a specific issue or transform compliance operations from end to end.
Client Reference Data Solutions
S&P Global streamlines entity data exchange for onboarding, KYC, credit, tax, and legal processes. Collect, manage, store, and exchange client reference data swiftly, reliably, and securely with tools, platforms, outsourcing, managed services, and access to reliable data for 200K+ entities powered by the S&P Global network of participants and sources.
Client Lifecycle Management Solutions
Bring greater visibility, efficiency, and control to the client lifecycle with integrated data, workflow technology, optional outreach, and managed services to address complex client lifecycle workflows. Streamline key processes from contract initiation to account closure, including regulatory, legal, KYC, and tax requirements.
Global Regulatory Solutions
Improve regulatory adherence and process standardization with sophisticated tools and outreach services that facilitate the capture and exchange of regulatory documentation. In partnership with ISDA, S&P Global supports protocols for Dodd Frank, CFTC, EMIR, and ASIC as well as MiFID II and all other global and multi-jurisdictional regulations.
Document Management Solutions
Unlock critical data stored within counterparty documents and gain new efficiencies by automating contract creation, negotiation, and amendment. S&P Global’s industry-leading digitization and extraction technology transforms document libraries into dynamic, machine-readable databases that support the contract lifecycle with agreement intelligence.
Featured Regulatory & Compliance Solutions
Regulatory and Compliance Thought Leadership
Request Follow Up
Navigate regulatory compliance with confidence. Take advantage of best-in-class technology to manage risk, comply with regulations, and meet your tax obligations. Our risk and regulatory compliance solutions create a single source of truth with accurate, timely information about customers and vendors.