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Capital One appoints head of retail banking; FHLB of New York adds directors

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Capital One appoints head of retail banking; FHLB of New York adds directors

S&P Global Market Intelligence presents a daily roundup of management and board changes in the financial services and bank and thrift industries. This feature excludes key C-level leadership changes, which are covered separately, and stories previously covered by S&P Global Market Intelligence.

Banking

Capital One Financial Corporation promoted Lia Dean to retail bank president, effective Nov. 6, American Banker reported Nov. 10.

Dean, who was also promoted to head the bank's "upmarket" card business six months ago, replaces Kleber Santos, who will be moving to Wells Fargo.

She joined the bank in 2014 and is a former partner at McKinsey & Co.

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Russell Horwitz, key adviser to Goldman Sachs Group Inc.'s top leaders, is leaving the investment bank after 16 years, BloombergQuint reported Nov. 10.

Horwitz helped Goldman Sachs weather a number of crises during his time with the investment bank, including helping forge a deal with Malaysia's government to resolve the probe into the 1MDB investment fund scandal, according to the report.

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Canaccord Genuity Group Inc. on Oct. 22 promoted Jen Pardi to global head of equity capital markets and appointed Jason Melbourne global head of distribution.

Pardi has been head of U.S. equity capital markets since 2013, while Melbourne joined the company with the merger of Canaccord and Genuity in 2010.

Additionally, Alex Aylen was promoted to head of equities for capital markets in the U.K. & Europe on Sept. 10. Aylen joined the company in June 2018.

Jill Denham and Eric Rosenfeld were also elected to the company's board on Aug. 6.

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Federal Home Loan Bank of New York added Thomas Kemly and Danelle Barrett to its board as director and independent director, respectively, with terms starting on Jan. 1, 2021 and expiring on Dec. 31, 2024.

Kemly is president, CEO and director of Columbia Bank (MHC), while Barrett is the former Navy Cyber Security Division director and deputy chief information officer on the Chief of Naval Operations staff of the U.S. Navy.

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Detroit, Mich-based Rocket Companies Inc. elected Jonathan Mariner to its board as a class I director, with a term expiring at the company's first annual meeting of stockholders.

Mariner is the founder and president of TaxDay LLC and a senior adviser to Overtime Sports.

Financial services

Envestnet Inc. appointed Robert Coppola chief technology officer, succeeding Scott Grinis, who will retire in 2021.

Coppola most recently served as chief information officer of Cision Ltd.

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Cetera Financial Group Inc. appointed Tom Gooley COO and promoted Lisa Gok to general counsel.

Gok succeeded David Greene, who left the organization earlier this year for personal reasons.

Gooley was most recently managing director of service, trading and operations at LPL Financial, while Gok joined Cetera as deputy general counsel in 2012.

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SEI Investments Co. U.K. subsidiary SEI Investments (Europe) Ltd. appointed Alison Vincent to its board as an independent non-executive director.

Vincent was Cisco System's chief technology officer for the U.K. and Ireland and also served as global chief information security officer for the HSBC Group.