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Summary
On October 13th the SEC voted to adopt the final rules for SEC 10c-1a which introduces new reporting requirements for firms in the U.S. securities lending market. Our regulatory and subject matter experts from S&P Cappitech and Pirum will review implications of the regulation and what it means for the industry.
Agenda topics:
- Overview of the regulation
- Implementation timelines
- Open Questions
- Regulatory Reporting Solutions
Speakers
Tom Veneziano
North American Head of Product
Tom joined Pirum in July of 2022 as North American Head of Product, to help Pirum’s expansion into the U.S. post trade market, after spending 11 years at Citibank managing Agency Lending Operations.
S&P Global Market Intelligence
Jonathan Tsang
Head of Business Development EMEA, Cappitech
Event Support